Primary Insight, LLC Latest Release of Compliance Portal for Clients
New York, December 9, 2010 – Primary Insight, LLC is pleased to announce the latest release of its first-in-class, Compliance Portal technology, “designed by clients, for clients” that is unmatched in the industry today.
While recent events have put significant media spotlight on expert networks, Primary Insight, LLC, since inception in 2005, has made it a priority to strategize and collaborate with clients and invest heavily in developing a transparent Compliance Framework along with the sophisticated tools necessary to assist them in managing their third-party consultant interactions.
The end result is a first-in-class Compliance Portal technology built for and designed by Legal/Compliance Officers, that provides global oversight of all firm activities as it relates to using third-party consultants.
Some features and benefits include:
- Global online project monitoring of all research activity
- “Approve or Deny” functionality for Legal/Compliance Officers of any subset of consultants
- Customization of Client’s own compliance procedures and requirements that is presented to consultants prior to every interaction
- Employed consultants must “opt-out” if project or joining the network poses a conflict with third-party agreements
- Complete audit trail organized by date, firm analyst, firm office/region, consultant bio, consultant company, topic of meeting and length of interaction; all customizable by client need
Managing Partner & Co-Founder, David DeRose, says,
“With one of the most experienced executive management teams in the industry today, we have spent the better part of the last 9 years leading, educating and delivering a value add to our 100 plus global clients. Today, our unmatched Compliance Framework in conjunction with our latest Compliance Portal release provides enhanced transparency and value for clients in a variety of ways.
Furthermore, the audit trail, workflow management and legal/compliance oversight solutions included within our Compliance Portal absolutely indicate that using Primary Insight is a far better information gathering method than those which exist outside of an expert network.”
About Primary Insight
Founded by industry pioneers in 2005, Primary Insight, LLC is a global leader with a unique approach in facilitating institutional money managers with direct access to fresh and, most often, custom recruited experts across all industry sectors and regions who have little to no exposure to the investor community. Primary Insight adheres to and mandates the most compliant framework in the industry as well as providing legal & compliance officers with cutting edge technology that allows for firm-wide, global oversight of all expert interactions with their analysts. Primary Insight emphasizes quality over quantity in order to provide the most appropriate experts for each investor call. The firm has three global research centers in the US, UK and Asia and currently serves over 100 of the world’s leading money managers. Please contact Primary Insight at www.primaryinsight.com.